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Securities Division

About Securities Division

Securities Division provide Licensing & Inspection and are situated in Salt Lake City, Utah. For more information about the services Securities Division provide please call 801-530-6600.

Securities Division

160 E Broadway # 2
Salt Lake City
Tel: 801-530-6600 Web: www.securities.state.ut.us

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The Division seeks to create a level playing field in the investment industry and ensure minimum standards of competence, training, and fair-dealing by issuing licenses to broker-dealers and investment advisers and all of their agents and representatives that do business in the state. In addition to regulating the securities industry, the Division's mission includes a mandate to help educate and protect Utah's investors. As part of an effort to educate investors and consumers, the Utah...

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